Compliance Associate in Denver, New York
Posted 04/25/22

THE TEAM YOU WILL BE JOINING:

  • Fortune 100 Financial Services Company
  • 100-year history of dedication to customer satisfaction, success and growth
  • Tremendous growth and new business strategy leading to the need for new talent
  • Significant investments in cutting-edge technology

WHAT THEY OFFER YOU:

  • Culture: Excellent work environment that fosters collaboration
  • Growth: Ability to make an impact on the direction of the organization
  • Opportunity: Gain hands-on experience working with cutting-edge technology
  • Stability: Recent financial performance of the company has reported record profits

WHY THIS ROLE IS IMPORTANT:

  • Maintaining and revising policies and procedures for the general operation of the compliance program and its related activities.
  • Reporting on the results of compliance and ethics initiatives of the business unit.
  • Implementing corrective action plans for resolution of problematic issues and providing general guidance on how to avoid or deal with similar situations in the future.
  • Conducting investigative procedures in response to violations of rules, regulations, policies, and procedures.

THE BACKGROUND THAT FITS

  • 2+ years of relevant background experience
  • Experience with compliance policy, policy revision, and/or policy maintenance
  • Knowledge of compliance reporting rules, regulations, policies, and procedures
  • Experience implementing corrective action plans
  • Employee Type: Contract
  • Location: Denver, New York
  • Category: Human Resources
  • Date Posted: 04/25/22
Apply Today!
Apply Today!

Apply Today!

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