Top 25 U.S. digital financial services company committed to developing award-winning technology and services.
Named one of the top three fastest-growing banking brands in the U.S. in 2020.
Offers a full suite of products including mortgage lending, personal lending, and a variety of deposit and other banking products (savings, money-market, and checking accounts, certificates of deposit (CDs), and individual retirement accounts (IRAs)), self-directed and investment-advisory services, and capital for equity sponsors and middle-market companies.
Where permitted by applicable law, must have received or be willing to receive the COVID-19 vaccine by date of hire to be considered.
WHAT THEY OFFER YOU:
Fast paced, highly collaborative, teamwork-oriented environment
Make an immediate impact in this high visibility role
Base salary of $80k with bonus potential and excellent benefits package
Top-notch leadership committed to developing people
Charlotte, NC - 100% remote for now, then will sit Hybrid (3 days in office, 2 days remote) when staff transitions back into the office after February.
WHAT YOU WILL DO
Partner with our management and work cross-functionally while conducting individual audits.
Develop, execute, and document audit tests in accordance with Audit Services policies and procedures.
Possesses knowledge of data literacy and analytics to provide consultation to management regarding emerging control practices.
Uses proactive communication skills with management and peers to reduce frustration and mitigate customer service issues before they occur.
Possesses technical knowledge, creativity and value-added mentality will be crucial when performing ad hoc projects as assigned to assist with analyzing our risk and control environment.
Serve as a coach and mentor to junior staff members.
HOW YOU ARE QUALIFIED:
1+ years of work experience in audit or financial services with a focus on brokerage or wealth management processes strongly preferred
Bachelor's degree in a relevant field of study
Relevant certification (FINRA SIE, Series 7, CIA, CPA, CISA, etc.), is a plus.
Experience using ACL and Teammate or other Computer Assisted Audit Techniques (CAATs), again a plus.
Exhibits a desire to creatively identify problems that potentially were not known to exist and provide solutions and/or recommendations.
Curiosity, passion, and an aptitude for technology.