Auditor II in Charlotte, North Carolina
Posted 02/23/22


  • Top 25 U.S. digital financial services company committed to developing award-winning technology and services.
  • Named one of the top three fastest-growing banking brands in the U.S. in 2020.
  • Offers a full suite of products including mortgage lending, personal lending, and a variety of deposit and other banking products (savings, money-market, and checking accounts, certificates of deposit (CDs), and individual retirement accounts (IRAs)), self-directed and investment-advisory services, and capital for equity sponsors and middle-market companies.
  • Where permitted by applicable law, must have received or be willing to receive the COVID-19 vaccine by date of hire to be considered.



  • Fast paced, highly collaborative, teamwork-oriented environment
  • Make an immediate impact in this high visibility role
  • Base salary of $80k with bonus potential and excellent benefits package
  • Top-notch leadership committed to developing people



  • Charlotte, NC - 100% remote for now, then will sit Hybrid (3 days in office, 2 days remote) when staff transitions back into the office after February.



  • Partner with our management and work cross-functionally while conducting individual audits.
  • Develop, execute, and document audit tests in accordance with Audit Services policies and procedures.
  • Possesses knowledge of data literacy and analytics to provide consultation to management regarding emerging control practices.
  • Uses proactive communication skills with management and peers to reduce frustration and mitigate customer service issues before they occur.
  • Possesses technical knowledge, creativity and value-added mentality will be crucial when performing ad hoc projects as assigned to assist with analyzing our risk and control environment.
  • Serve as a coach and mentor to junior staff members.



  • 1+ years of work experience in audit or financial services with a focus on brokerage or wealth management processes strongly preferred
  • Bachelor's degree in a relevant field of study
  • Relevant certification (FINRA SIE, Series 7, CIA, CPA, CISA, etc.), is a plus. 
  • Experience using ACL and Teammate or other Computer Assisted Audit Techniques (CAATs), again a plus.
  • Exhibits a desire to creatively identify problems that potentially were not known to exist and provide solutions and/or recommendations.
  • Curiosity, passion, and an aptitude for technology.
  • Analytical attitude
  • Open to travel, but not too much.

  • Employee Type: Direct Hire
  • Location: Charlotte, North Carolina
  • Category: Accounting and Finance
  • Date Posted: 02/23/22
Apply Today!
Apply Today!

Apply Today!

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